Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sone is a financial advisor at JCC Capital Markets, LLC and is licensed to conduct business in Texas. Brian has been a part of the financial services industry since December 2014. Brian's current role is as a registered representative of JCC Capital Markets, LLC, having joined the firm on September 13, 2019. Prior to joining JCC Capital Markets, LLC, Brian was with Emerson Equity LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian has successfully completed the Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/13/2019 - Present
JCC Capital Markets, LLC (Dallas TX)
TX
01/02/2019 - 09/10/2019
EMERSON EQUITY LLC (Irving TX)
TX
12/09/2014 - 01/02/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
BOTH
Issued 03/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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