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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Smith is an investment advisor representative at Cornerstone Wealth Advisors, Inc. Brian has been in the financial services industry since 1995. Brian holds Series 7, 31, 63, and 65 securities licenses. Brian is registered with the state of California. Brian specializes in providing financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Brian has experience working with charitable organizations, high net worth individuals, pension and profit-sharing plans, and individuals other than high net worth. Brian has experience working with Cornerstone Wealth Advisors, Inc. and has worked at other firms such as Titan Securities, Capital Growth Resources, Sunset Financial Services, Inc., Main Street Securities, LLC, and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/08/2020 - Present
Cornerstone Wealth Advisors, Inc. (Oceanside CA)
TX
10/20/2011 - 06/03/2013
TITAN SECURITIES (PLANO TX)
CA
03/26/2007 - 10/20/2011
CAPITAL GROWTH RESOURCES (CARLSBAD CA)
MO
11/12/2002 - 06/30/2005
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
KS
04/23/2001 - 11/06/2002
MAIN STREET SECURITIES, LLC (HAYS KS)
NY
02/23/2001 - 04/23/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/07/1995 - 02/15/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 11/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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