Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Schmitt is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Brian has been in the financial services industry since 2010. Brian holds the Series 66, Series 7 and SIE licenses. Brian is registered with the state of Alabama. Brian has also been registered with Northwestern Mutual Investment Services, LLC previously. Northwestern Mutual Investment Services, LLC is a firm based in Milwaukee, Wisconsin, with a total of 2,181 licensed agents, 2,341 investment advisor representatives, and 2,399 registered representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AL
01/27/2020 - Present
Northwestern Mutual Investment Services, LLC (MOBILE AL)
AL
03/17/2015 - 03/07/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MOBILE AL)
MS
11/15/2010 - 02/04/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (OCEAN SPRINGS MS)
MS
08/10/2009 - 09/22/2010
H.D. VEST INVESTMENT SERVICES (OCEAN SPRINGS MS)
BOTH
Issued 10/22/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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