Unclaimed
Brian Patrick Sarcinello is a registered representative with Vanguard Marketing Corp. Brian has been in the securities industry since January 24, 2017. Brian is licensed in all 50 states and the District of Columbia. Brian has passed the Series 4, Series 7, Series 24 and Series 63 exams. Brian has held a previous position at AXA Advisors, LLC in Bala Cynwyd, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/01/2017 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
09/02/2016 - 12/06/2016
AXA ADVISORS, LLC (BALA CYNWYD PA)
BC
Issued 04/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2021
Series 4 - Registered Options Principal Examination
BC
Issued 09/14/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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