Unclaimed
Brian Roach is an investment professional with over 20 years of experience in the financial services industry. Brian is currently registered with Blackrock Investment Management, LLC as a Registered Representative. Prior to joining Blackrock, Brian was registered with Lord Abbett Distributor LLC and WS Griffith Securities, Inc.. Brian specializes in providing financial advice and investment management services to individuals, corporations, and institutions. Brian has a strong track record of success in helping clients achieve their financial goals. Brian's experience and expertise make him a valuable asset to Blackrock.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
05/31/2022 - Present
Blackrock Investment Management, LLC (PRINCETON NJ)
NJ
02/24/2003 - 05/05/2022
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
CT
07/16/2001 - 12/04/2002
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
IA
Issued 05/16/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2014
Series 3 - National Commodity Futures Examination
BC
Issued 02/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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