Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Pugh is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Brian is a licensed securities professional with over 20 years of experience in the financial services industry. Brian has a strong background in investment management, including experience in providing financial planning and investment advice to individuals, businesses, and institutional clients. Brian holds Series 7, 9, 10, and 66 licenses, and is registered in multiple states, including Pennsylvania, Delaware, and Texas. Brian also has an active Investment Advisor Representative (IAR) license in Pennsylvania, Delaware, and Texas. Brian has a deep understanding of the financial markets and a commitment to providing clients with personalized, high-quality service. Brian is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
08/17/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MEDIA PA)
BOTH
Issued 06/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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