Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Orf is a financial professional with over 10 years of experience in the industry. Brian is currently registered with Smbc Nikko Securities America, Inc. in White Plains, NY. Previously, Brian worked at SG Americas Securities, LLC in New York, NY, UBS Financial Services Inc. in Weehawken, NJ, and UBS Securities LLC in New York, NY. Brian holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/28/2024 - Present
Smbc Nikko Securities America, Inc. (White Plains NY)
NY
07/19/2016 - 07/19/2023
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NJ
08/21/2014 - 08/05/2016
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/11/2012 - 08/05/2016
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
Not sure Brian Orf is the right advisor for you? Invested Better is here to help.
