Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian O'Connor is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Prudential Annuities Distributors, Inc. in Connecticut. Brian has passed several industry exams, including the Series 6, Series 26, and Series 63 exams. Previously, Brian has also been registered with PRUCO SECURITIES, LLC. and Prudential Annuities Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
04/01/2020 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
CT
10/01/2014 - 04/01/2020
PRUCO SECURITIES, LLC. (Hartford CT)
CT
08/31/2000 - 02/20/2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
BC
Issued 07/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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