Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Morrissey is a securities professional with over 20 years of experience in the financial services industry. Brian is currently registered with State Street Global Markets, LLC and has held prior positions with NATIXIS Securities Americas LLC, RBS Securities Inc., ABN AMRO Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, ING Financial Markets LLC, and SG Cowen Securities Corporation. Brian holds the Series 3, 7, 24, 55, 57TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
02/26/2019 - Present
State Street Global Markets, LLC (BOSTON MA)
NY
05/07/2013 - 10/27/2017
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
CT
09/11/2009 - 03/25/2013
RBS SECURITIES INC. (STAMFORD CT)
CT
07/07/2008 - 09/11/2009
ABN AMRO INCORPORATED (STAMFORD CT)
NY
10/04/2006 - 07/08/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/03/2002 - 09/11/2006
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
10/03/2000 - 11/07/2002
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
01/31/2000 - 03/21/2001
CHASE SECURITIES INC. (NEW YORK NY)
BC
Issued 02/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2007
Series 3 - National Commodity Futures Examination
BC
Issued 06/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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