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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McKenna is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Brian McKenna has been in the industry since August 18, 2007 and is registered in 28 states. Brian McKenna has 7 approved SRO registrations and 28 approved state registrations. The advisor is also registered with the state of Texas as a Registered Investment Advisor. Brian McKenna has a Series 63, 65 and 7 license. Brian McKenna holds a SIE license, as well as a Series 55 license. Brian McKenna has also passed the Uniform Securities Agent State Law Examination and the Uniform Investment Adviser Law Examination. Brian McKenna is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and an Investment Advisor Representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Brian McKenna specializes in portfolio management for businesses and individuals. Brian McKenna is a committee member for The Transplant Forum at Columbia Univ Medical Ctr.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/15/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DELRAY BEACH FL)
NY
03/17/2016 - 06/28/2016
CG CAPITAL MARKETS, LLC (New York NY)
NY
05/25/2005 - 10/27/2014
CANTOR FITZGERALD & CO. (NEW YORK NY)
IA
Issued 06/02/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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