Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McGinty is a financial advisor who has been in the industry since 1991. Brian is currently registered with Charles Schwab & CO., Inc. Brian is also registered in a variety of states. Brian has experience working with several firms including TD Ameritrade, Inc. and Carillon Fund Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
07/22/2021 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
NE
07/22/2021 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
FL
12/07/2017 - 08/20/2019
CARILLON FUND DISTRIBUTORS, INC. (ST. PETERSBURG FL)
CO
01/10/2011 - 07/24/2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
CO
03/25/2009 - 07/30/2010
ALPS DISTRIBUTORS, INC. (DENVER CO)
TX
02/02/2004 - 03/09/2009
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
ME
12/18/2003 - 02/02/2004
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
MA
11/18/1999 - 07/03/2003
SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)
WA
03/25/1999 - 12/01/1999
SAFECO SECURITIES, INC. (BELLEVUE WA)
TX
04/24/1991 - 12/14/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
WA
03/21/1989 - 01/18/1991
FREEMAN WELWOOD & CO., INC. (SEATTLE WA)
BC
Issued 03/30/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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