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Brian Patrick McCarthy

Assetmark, Inc.

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About Brian Patrick McCarthy

Brian McCarthy is a financial advisor registered with Assetmark, Inc. and has been in the industry since December 2016. Brian holds licenses in Illinois including Series 7, Series 63, Series 65, and Series 52TO. Brian has previously worked at J.P. MORGAN SECURITIES LLC and WADDELL & REED. Assetmark, Inc. is a firm located in Concord, CA and has over 374,574 clients with an estimated $65 billion in assets under management.

Firm Information

Brian McCarthy is currently registered with Assetmark, Inc.. Assetmark, Inc. is a Concord, CA-based investment advisor with approximately $1 billion - $10 billion in assets under management. The firm provides portfolio management for individuals, investment companies, and pension plans, as well as selection of other advisors and pension consulting. Assetmark serves a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and investment companies. They also offer wrap fee program participation.
Assetmark, Inc.

1655 GRANT STREET

CONCORD, CA 94520-2445

$65.62B

Assets Under Management

91,910

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian McCarthy’s Registration & Firm History

IL

05/31/2024 - Present

Assetmark, Inc. (Chicago IL)

IL

12/20/2016 - 09/11/2023

J.P. MORGAN SECURITIES LLC (Chicago IL)

IL

01/01/2016 - 09/26/2016

WADDELL & REED (CHICAGO IL)

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Licenses & Designations

IA

Issued 06/09/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/21/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/23/2022

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Patrick McCarthy.
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