Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McCabe is a financial professional with over 25 years of experience in the industry. Brian is currently registered with J.P. Morgan Securities LLC in Houston, Texas. Prior to joining J.P. Morgan Securities LLC, Brian has held positions at CREDIT SUISSE SECURITIES (USA) LLC, MORGAN STANLEY & CO. LLC, LAZARD FRERES & CO. LLC, CREDIT SUISSE FIRST BOSTON LLC, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, and WASSERSTEIN PERELLA & CO., INC. Brian holds multiple securities licenses including Series 7, Series 24, Series 63 and Series 79. Brian has extensive experience in portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
11/01/2021 - Present
J.p. Morgan Securities LLC (HOUSTON TX)
TX
03/17/2014 - 10/29/2021
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
TX
01/07/2008 - 03/27/2014
MORGAN STANLEY & CO. LLC (HOUSTON TX)
TX
03/22/2004 - 06/13/2007
LAZARD FRERES & CO. LLC (HOUSTON TX)
NY
12/18/2000 - 03/19/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
08/05/1996 - 12/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
07/30/1996 - 08/07/1996
WASSERSTEIN PERELLA & CO., INC. (NEW YORK NY)
BC
Issued 06/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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