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Brian Patrick Mason

Summit Securities Group LLC

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About Brian Patrick Mason

Brian Mason is a financial professional with over a decade of experience in the financial services industry. Brian has held various roles at prominent firms, including Albert Fried & Company, LLC, Kellogg Capital Group LLC, and Susquehanna Financial Group, Inc. Brian currently works for Summit Securities Group LLC, a leading firm in the financial services industry.

Firm Information

Brian Mason is currently registered with Summit Securities Group LLC. Summit Securities Group LLC is a Limited Liability Company formed on September 2, 2011. The firm has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Mason’s Registration & Firm History

NY

10/17/2017 - Present

Summit Securities Group LLC (NEW YORK NY)

NY

07/08/2011 - 01/20/2017

ALBERT FRIED & COMPANY, LLC (NEW YORK NY)

NY

02/23/2005 - 11/03/2005

KELLOGG CAPITAL GROUP LLC (NEW YORK NY)

PA

11/29/2001 - 11/30/2001

SUSQUEHANNA FINANCIAL GROUP, INC. (BALA CYNWYD PA)

PA

01/09/1999 - 09/09/1999

SUSQUEHANNA FINANCIAL GROUP, INC. (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2011

Series 7 - General Securities Representative Examination

BC

Issued 05/06/2010

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brian Patrick Mason.
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