Unclaimed
Brian Mason is a financial professional with over a decade of experience in the financial services industry. Brian has held various roles at prominent firms, including Albert Fried & Company, LLC, Kellogg Capital Group LLC, and Susquehanna Financial Group, Inc. Brian currently works for Summit Securities Group LLC, a leading firm in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/17/2017 - Present
Summit Securities Group LLC (NEW YORK NY)
NY
07/08/2011 - 01/20/2017
ALBERT FRIED & COMPANY, LLC (NEW YORK NY)
NY
02/23/2005 - 11/03/2005
KELLOGG CAPITAL GROUP LLC (NEW YORK NY)
PA
11/29/2001 - 11/30/2001
SUSQUEHANNA FINANCIAL GROUP, INC. (BALA CYNWYD PA)
PA
01/09/1999 - 09/09/1999
SUSQUEHANNA FINANCIAL GROUP, INC. (BALA CYNWYD PA)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/06/2010
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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