Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mason is a financial advisor with Northwestern Mutual Investment Services, LLC. Brian has been a registered representative in the securities industry since 1996 and has experience working with individuals and institutions. Brian has earned his Series 4, 7, 9, 10, 24, 53 and 66 licenses. Brian is also a registered investment advisor representative in Wisconsin. Brian's experience includes working with AXA Advisors, LLC, B. C. Ziegler and Company, H&R Block Financial Advisors, Inc., American Investment Services, Inc., and Ascend Financial Services, Inc. Brian is currently registered with Northwestern Mutual Investment Services, LLC and Northwestern Mutual Life Insurance Company. Brian is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Brian holds a BA degree in Business Administration from the University of Wisconsin-Milwaukee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
12/21/2011 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
01/06/2010 - 07/28/2011
AXA ADVISORS, LLC (MILWAUKEE WI)
IL
06/13/2005 - 12/02/2008
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
MI
03/05/2002 - 06/03/2005
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
OK
02/27/2001 - 01/25/2002
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
MN
04/25/2000 - 02/02/2001
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
MN
01/29/1996 - 11/22/1996
MIMLIC SALES CORPORATION (ST. PAUL MN)
BOTH
Issued 06/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2003
Series 4 - Registered Options Principal Examination
BC
Issued 01/21/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/09/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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