Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Patrick Kelly is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Wedbush Securities Inc., located in Chicago, IL. Previously, Brian was registered with firms such as LUPO SECURITIES, LLC, LUPO FUTURES, LLC and ABN AMRO CLEARING CHICAGO LLC. Brian holds Series 3, 7, 24, 63, SIE, and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/06/2018 - Present
Wedbush Securities Inc. (CHICAGO IL)
IL
04/20/2015 - 06/05/2018
LUPO SECURITIES, LLC (CHICAGO IL)
IL
04/20/2015 - 05/03/2016
LUPO FUTURES, LLC (CHICAGO IL)
IL
09/11/2012 - 04/13/2015
ABN AMRO CLEARING CHICAGO LLC (CHICAGO IL)
NY
04/04/2007 - 10/12/2011
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
IL
03/24/1988 - 12/20/1994
KESSLER ASHER CLEARING L.P. (CHICAGO IL)
NA
02/24/1984 - 12/24/1986
FIRST OPTIONS OF CHICAGO, INCORPORATED
BC
Issued 03/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2016
Series 24 - General Securities Principal Examination
BC
Issued 02/17/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2013
Series 3 - National Commodity Futures Examination
BC
Issued 04/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Kelly is the right advisor for you? Invested Better is here to help.
