Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Keane is an active Registered Representative and Investment Advisor Representative with over 20 years of experience in the financial industry. Brian is registered with Northwestern Mutual Investment Services, LLC. Brian is licensed to offer securities in thirteen states, including California, Colorado, Connecticut, Florida, Georgia, Maryland, Massachusetts, Michigan, Nebraska, New Jersey, New York, North Carolina, and Wisconsin. Brian is a Series 6, 7, 63, and SIE licensed representative. Brian’s previous employment was with Robert W. Baird & Co. Incorporated, where he was registered from 1998 to 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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CT
07/07/1998 - Present
Northwestern Mutual Investment Services, LLC (WESTPORT CT)
WI
07/07/1998 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 10/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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