Unclaimed
Brian Hughes is a registered investment advisor representative with Manning & Napier Advisors, LLC. Brian has been working in the financial services industry since January 18, 2015. Brian is registered to provide investment advisory services in 20 states and is a Series 3, 7, 7TO, and 66 licensed advisor. Prior to joining Manning & Napier, Brian worked at Goldman, Sachs & Co. and Swiss Re Capital Markets Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mna may negotiate the fee for customized portfolios and services
1
2
NY
10/13/2022 - Present
Manning & Napier Advisors, LLC (Clifton Park NY)
NY
03/24/2014 - 07/14/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
12/07/2006 - 04/09/2012
SWISS RE CAPITAL MARKETS CORPORATION (NEW YORK NY)
BOTH
Issued 10/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2014
Series 3 - National Commodity Futures Examination
BC
Issued 12/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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