Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Higgins is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Brian is a registered representative with a Series 7 and Series 66 license. Brian has been in the financial services industry since 1982. Brian is registered to provide investment advice in 23 states, including Texas. Brian has a wide range of experience in the financial services industry, including investment advice and portfolio management. Brian has been recognized for his expertise in the financial services industry, with a focus on insurance companies, charitable organizations, high net worth individuals, and pension and profit sharing plans. Brian has been employed with Merrill Lynch, Pierce, Fenner & Smith Inc. since 1977 and has been associated with Bank of America, NA since 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/19/2005 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AUBURN HILLS MI)
BOTH
Issued 08/24/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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