Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Harpur is an active Registered Representative and Investment Advisor Representative, registered with TIAA-CREF Individual & Institutional Services, LLC. Brian has been in the industry since 2005 and holds the Series 7, Series 55, Series 63, and Series 65 licenses. He is also a Registered Representative with the firm in Connecticut and New York. Brian's previous experience includes working as a financial advisor at Morgan Stanley and Northwestern Mutual Investment Services, LLC. Brian specializes in providing financial planning and portfolio management services to individuals, high-net-worth individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CT
08/13/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (STAMFORD CT)
NY
03/16/2020 - 05/12/2021
MORGAN STANLEY (PURCHASE NY)
NY
11/16/2012 - 10/10/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
08/06/2007 - 11/12/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RYE BROOK NY)
NY
01/31/2007 - 07/24/2007
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
NY
08/03/2005 - 03/31/2006
EMCOR SECURITIES, INC. (NEW YORK NY)
NY
03/22/2002 - 09/19/2003
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
NE
01/31/2002 - 02/26/2002
SECURITIES AMERICA, INC. (LAVISTA NE)
BC
Issued 12/07/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/16/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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