Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Giffin is a financial advisor who has been in the industry since 1993. Brian is currently registered with Raymond James Financial Services Advisors, Inc. and has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Janney Montgomery Scott LLC. Brian holds the Series 63, Series 7, and SIE licenses and is registered in 17 states. Brian is also a partner in FTK Ventures, LLC, a rental real estate business. Brian's specialization is in retirement planning, financial planning, investment management, estate planning, and tax planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
11/06/2013 - Present
Raymond James Financial Services Advisors, Inc. (Beaver PA)
PA
05/15/2007 - 11/14/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEAVER PA)
NJ
10/04/1993 - 05/21/2007
JANNEY MONTGOMERY SCOTT LLC (MARLTON NJ)
BC
Issued 10/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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