Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Galarza is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Brian has been working in the financial services industry since 2006. Brian has Series 6, 7, 63 and 65 licenses as well as the SIE exam. Brian has held prior roles at BANC of America Investment Services, INC. and Chase Investment Services Corp. Brian is licensed in 32 states and is also an active investment advisor. Brian primarily works with high net worth individuals, corporations, pension and profit sharing plans, charitable organizations, insurance companies, and state or municipal government entities. Brian offers portfolio management, performance measurement reports, allocation modeling, IPS, research reports and services, financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/26/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FREEHOLD NJ)
NJ
01/31/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (UPPER MONTCLAIR NJ)
NJ
03/14/2006 - 02/13/2007
CHASE INVESTMENT SERVICES CORP. (VERONA NJ)
IA
Issued 08/09/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/13/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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