Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Finley is a financial advisor at LPL Financial LLC. Brian has been in the financial services industry since September 18, 1995. Brian has a Series 7, Series 63, and SIE licenses and has been registered with FINRA since 1995. Brian is also registered with the states of Arizona, California, Idaho, Oregon, Texas, Utah, and Washington. Brian has previously worked at Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/10/2018 - Present
LPL Financial LLC (TEMECULA CA)
CA
01/01/2008 - 05/15/2018
WELLS FARGO CLEARING SERVICES, LLC (TEMECULA CA)
CA
10/14/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (TEMECULA CA)
CA
09/19/1995 - 11/04/1996
TRADEWAY SECURITIES GROUP, INC. (CARLSBAD CA)
BC
Issued 09/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Finley is the right advisor for you? Invested Better is here to help.
