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Brian Patrick Engstrom

Mariner Group Capital Markets, LLC

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About Brian Patrick Engstrom

Brian Engstrom is a financial advisor registered with Mariner Group Capital Markets, LLC. Brian has been in the securities industry since January 2, 2020. Brian has passed the Series 7TO and SIE exams. Mariner Group Capital Markets, LLC is a broker-dealer firm registered with FINRA.

Firm Information

Brian Engstrom is currently registered with Mariner Group Capital Markets, LLC. Mariner Group Capital Markets, LLC is a Limited Liability Company formed on October 4, 2017. The firm is registered with the SEC and in 49 states.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Engstrom’s Registration & Firm History

NY

10/27/2023 - Present

Mariner Group Capital Markets, LLC (HARRISON NY)

NY

12/02/2021 - 11/11/2022

LIFESCI CAPITAL (NEW YORK NY)

NY

12/20/2018 - 11/01/2021

MARINER GROUP CAPITAL MARKETS, LLC (HARRISON NY)

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Licenses & Designations

BC

Issued 12/20/2018

Series 7TO - General Securities Representative Examination

BC

Issued 11/30/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Patrick Engstrom.
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