Unclaimed
Brian Engstrom is a financial advisor registered with Mariner Group Capital Markets, LLC. Brian has been in the securities industry since January 2, 2020. Brian has passed the Series 7TO and SIE exams. Mariner Group Capital Markets, LLC is a broker-dealer firm registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/27/2023 - Present
Mariner Group Capital Markets, LLC (HARRISON NY)
NY
12/02/2021 - 11/11/2022
LIFESCI CAPITAL (NEW YORK NY)
NY
12/20/2018 - 11/01/2021
MARINER GROUP CAPITAL MARKETS, LLC (HARRISON NY)
BC
Issued 12/20/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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