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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Ellis is an investment advisor representative with Rockport Wealth Advisors. Brian has been in the securities industry since 1998 and has a diverse background with experience at several firms including Essex Securities LLC, Investcorp, Inc., Legg Mason Wood Walker, Incorporated and A. G. Edwards & Sons, Inc.. Brian has passed the Series 63, 66, 7 and SIE exams. Brian specializes in providing financial planning, portfolio management for individuals and businesses, as well as educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
SC
01/12/2024 - Present
Rockport Wealth Advisors (Okatie SC)
NJ
07/17/2020 - 11/09/2021
ESSEX SECURITIES LLC (JERSEY CITY NJ)
OH
05/09/2003 - 07/17/2020
INVESTACORP, INC. (CANFIELD OH)
MD
05/07/2001 - 04/24/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
02/24/1998 - 05/16/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 01/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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