Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dooley is a financial advisor who has been in the industry since January 19, 2001. Brian is currently registered with Fidelity Brokerage Services LLC, and holds the Series 63, 7, 9, 10 and SIE licenses. Brian is registered in 53 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. Brian specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
01/19/2001 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 02/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/29/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Brian Dooley is the right advisor for you? Invested Better is here to help.
