Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dillon is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Northwestern Mutual Investment Services, LLC and has a wide range of experience in various financial services firms. Brian has been registered with LPL Financial LLC, Eaton Vance Distributors, Inc. and Russell Implementation Services Inc. Part of Russell Investments. Brian has a Series 3, 7, 63, 65, 66 and SIE licenses. Brian is registered with the following states: Alabama, California, Idaho, Illinois, Maine, Maryland, Massachusetts, Michigan, Montana, New York, Oregon, Texas, Utah, Vermont, Washington, Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WA
05/14/2018 - Present
Northwestern Mutual Investment Services, LLC (SEATTLE WA)
WA
02/02/2016 - 06/15/2016
LPL FINANCIAL LLC (BELLEVUE WA)
WA
06/16/2011 - 12/21/2015
EATON VANCE DISTRIBUTORS, INC. (SEATTLE WA)
WA
12/22/2000 - 02/04/2008
RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSELL INVESTMENTS (TACOMA WA)
WA
12/17/1999 - 12/18/2000
SEATTLE-NORTHWEST SECURITIES CORPORATION (SEATTLE WA)
MN
07/15/1996 - 01/05/2000
GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC. (MINNEAPOLIS MN)
MA
05/08/1996 - 06/13/1996
LONG GROVE TRADING CO. (BOSTON MA)
IA
Issued 05/12/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2013
Series 3 - National Commodity Futures Examination
BC
Issued 05/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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