Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Crowley is a financial advisor with over 13 years of experience in the industry. Brian has held positions at Fidelity Brokerage Services LLC, Investors Capital Corp., and Citigroup Global Markets Inc. Currently, Brian is registered with UBS Securities LLC. Brian is a Series 7, Series 10, Series 24 and Series 63 licensed professional. Brian has been registered with the state of California and other states since 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/18/2020 - Present
UBS Securities LLC (SAN FRANCISCO CA)
CA
01/04/2010 - 03/12/2020
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
MA
04/18/2008 - 01/04/2010
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
NH
11/05/2007 - 02/26/2008
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 11/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/08/2009
Series 4 - Registered Options Principal Examination
BC
Issued 11/20/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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