Unclaimed
Brian Criswell is a registered representative with Wells Fargo Securities, LLC. Brian has been in the industry since April 16, 2009, and is licensed to conduct securities business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Brian holds the Series 7, Series 63, Series 79, and SIE licenses. Brian's previous experience includes working at BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/30/2013 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
03/21/2006 - 09/02/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 10/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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