Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Caulin is an Investment Advisor Representative at Iconiq Capital, LLC. Brian has been in the financial services industry since December 2010. Brian is registered in the state of California. Brian has a Series 7 and Series 63 license and holds the Chartered Financial Analyst designation. Brian specializes in Portfolio Management for Private Foundations, Selection of Other Advisors, Portfolio Management for Individuals and Portfolio Management for Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Portfolio managment for private foundations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CA
09/05/2013 - Present
Iconiq Capital, LLC (SAN FRANCISCO CA)
CA
12/02/2010 - 05/17/2013
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 02/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
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