Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Carr is a financial professional with over 20 years of experience in the industry. Brian currently holds a Series 7, Series 63, Series 79TO and SIE licenses and is registered with Guggenheim Securities, LLC in California. Brian previously worked at Mizuho Securities USA LLC, SunTrust Robinson Humphrey, Inc., and Morgan Stanley & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/13/2018 - Present
Guggenheim Securities, LLC (SAN FRANCISCO CA)
CA
08/10/2015 - 09/07/2018
MIZUHO SECURITIES USA LLC (SAN FRANCISCO CA)
GA
02/11/2014 - 04/23/2015
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
CA
09/01/2003 - 02/21/2014
MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)
BC
Issued 04/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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