Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Cahalan is a financial professional with over 20 years of experience in the industry. Brian is currently registered with BMO Capital Markets Corp. and has previously worked at BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., and Banc of America Securities LLC. Brian has a wide range of experience in the securities industry, including trading, operations, and investment advisory services. Brian is licensed in all 50 states and holds a variety of securities licenses, including Series 7, 3, 24, 55, 63, 99TO, and SIE. Brian provides a variety of financial services, including portfolio management for pooled investment vehicles and securities trading ideas and research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
02/10/2022 - Present
BMO Capital Markets Corp. (New York NY)
NY
10/03/2008 - 10/20/2021
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
08/19/2008 - 07/19/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
12/03/1997 - 10/01/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 06/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2006
Series 3 - National Commodity Futures Examination
BC
Issued 12/04/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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