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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Patrick Arthur is a financial advisor with over 20 years of experience in the industry. Brian currently works for LPL Financial LLC and is located in TUSTIN, CA. Brian has experience working with a wide range of clients, including individuals, corporations, and charitable organizations. Prior to joining LPL Financial LLC, Brian was a financial advisor at PRINCIPAL FUNDS DISTRIBUTOR, INC. and FRANKLIN/TEMPLETON DISTRIBUTORS, INC. Brian is a licensed Series 6 and 63 representative and is also a Series 26 principal. Brian is registered to offer financial and investment advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/22/2023 - Present
LPL Financial LLC (TUSTIN CA)
CA
07/09/2007 - 03/02/2023
PRINCIPAL FUNDS DISTRIBUTOR, INC. (FOLSOM CA)
CA
05/07/2003 - 08/24/2005
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
01/20/1997 - 10/31/2001
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 11/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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