Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Abad is a financial advisor with Ameritas Advisory Services, LLC. Brian has been in the financial services industry since 1997 and holds Series 6, 63 and 65 licenses. Brian has a strong background in providing financial planning and investment management services. Brian works with a variety of clients, including individuals, families, businesses, and retirement plans. Brian is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CA
05/13/2024 - Present
Ameritas Advisory Services, LLC (ROSEVILLE CA)
CA
02/16/2021 - 05/09/2024
CAPFINANCIAL SECURITIES, LLC. (Sacramento CA)
CA
06/29/2017 - 02/12/2021
ROYAL ALLIANCE ASSOCIATES, INC. (ROSEVILLE CA)
CA
11/30/2010 - 12/31/2015
LPL FINANCIAL LLC (SACRAMENTO CA)
CA
08/31/2007 - 11/30/2010
NRP FINANCIAL, INC. (SACRAMENTO CA)
CA
06/20/2007 - 09/04/2007
FINANCIAL TELESIS INC (SAN RAFAEL CA)
CA
12/30/2000 - 06/11/2007
MMC SECURITIES CORP. (SACRAMENTO CA)
NY
06/20/2000 - 12/30/2000
MARSH & MCLENNAN SECURITIES CORPORATION (NEW YORK NY)
CA
07/29/1997 - 02/01/2000
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IA
Issued 07/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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