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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sims is a financial advisor with Wells Fargo Clearing Services, LLC. Brian has been in the financial services industry since 1996. Brian has worked for several financial institutions, including Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and J.C. Bradford & Co. Brian holds Series 7, 31, 52, and 63 licenses, as well as a Series 65 license. Brian specializes in working with individual investors, business owners, and institutions. Brian can assist with a variety of financial planning and investment needs, including retirement planning, college savings, estate planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/05/2025 - Present
Wells Fargo Clearing Services, LLC (ROSWELL GA)
GA
02/21/2006 - 02/19/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
MD
06/07/2000 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
01/10/1997 - 06/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
MI
05/14/1996 - 01/14/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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