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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Scanlon is a financial professional with over 20 years of experience in the industry. Brian is currently a Registered Representative with Wells Fargo Clearing Services, LLC. Brian has previously worked for Morgan Stanley and Citigroup Global Markets Inc. Brian holds the Series 66, Series 31, and Series 7 securities licenses. Brian's specializations include investment consulting services to institutional clients, financial planning, and portfolio management for both businesses and individuals. Brian can work with clients in multiple states including Alaska, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, Missouri, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
02/22/2019 - Present
Wells Fargo Clearing Services, LLC (WESTPORT CT)
CT
06/01/2009 - 02/22/2019
MORGAN STANLEY (WESTPORT CT)
CT
11/02/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WESTPORT CT)
CT
10/29/2001 - 11/13/2007
METLIFE SECURITIES INC. (SHELTON CT)
CT
10/29/2001 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SHELTON CT)
BOTH
Issued 11/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 10/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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