Unclaimed
Brian McGuire is a financial professional with over 15 years of experience in the securities industry. Brian McGuire has held positions at several prominent firms, including UBS Securities LLC, Susquehanna Financial Group, LLLP, and Credit Agricole Securities (USA) Inc. Currently, Brian McGuire is a registered representative with HSBC Securities (USA) Inc., a well-established investment firm. Brian McGuire's expertise covers a range of financial services, including securities trading, investment advisory, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/03/2024 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
09/27/2022 - 10/12/2023
UBS SECURITIES LLC (NEW YORK NY)
NY
05/07/2018 - 08/29/2022
SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)
NY
12/19/2016 - 04/30/2018
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
08/19/2008 - 12/22/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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