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Brian P Daly

Park Avenue Securities LLC

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About Brian P Daly

Brian Daly is an active investment advisor representative and broker-dealer agent. Brian has been in the financial industry since June 20, 1993. Brian currently works for Park Avenue Securities LLC. Brian has Series 6, Series 63, Series 65, and SIE licenses. Brian is registered to sell securities in Nevada, New Jersey, New York, and Rhode Island. Brian specializes in portfolio management for individuals and businesses, as well as financial planning. Brian is also registered as an investment advisor representative in New Jersey and New York. Brian has previously worked for Guardian Investor Services Corporation.

Firm Information

Brian Daly is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Daly’s Registration & Firm History

NJ

04/16/2021 - Present

Park Avenue Securities LLC (RARITAN NJ)

NY

06/21/1993 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/04/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/30/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian P Daly.
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