Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Barnes has been in the financial services industry since 2008. Brian is currently registered as an investment advisor representative with Principal Advised Services. Brian holds licenses to conduct business in Arkansas, Colorado, Connecticut, Florida, Iowa, Massachusetts, Nebraska, New Hampshire, North Carolina, Oklahoma, South Dakota, Utah, and Vermont. Brian also holds FINRA Series 6, 7, 9, 10, 24, 63 and 65 licenses. Brian has previous experience with Wells Fargo Clearing Services, LLC, Vanguard Marketing Corporation, Mutual of Omaha Investor Services, Inc., and Robinhood Financial, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
02/15/2023 - Present
Principal Advised Services (CHARLOTTE NC)
NC
07/20/2021 - 08/05/2022
ROBINHOOD FINANCIAL, LLC (Charlotte NC)
NC
09/30/2016 - 07/27/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
01/09/2008 - 09/22/2016
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NE
04/24/2000 - 10/05/2000
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 02/15/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/14/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/25/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/08/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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