Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Owen Black is a financial professional with over a decade of experience in the industry. Brian currently holds registrations in Connecticut, Florida and New York. Brian is a Registered Representative and has held positions at TULLETT PREBON FINANCIAL SERVICES LLC, THE VERTICAL GROUP, BGC FINANCIAL, L.P. and LOUIS CAPITAL MARKETS, LP. Brian is associated with THE VERTICAL GROUP, a firm with an active Broker-Dealer registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/06/2021 - Present
THE Vertical Group (RED BANK NJ)
NY
06/11/2018 - 03/05/2020
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
01/02/2014 - 06/18/2018
THE VERTICAL GROUP (RYE NY)
NY
01/02/2013 - 12/19/2013
BGC FINANCIAL, L.P. (NEW YORK NY)
NA
07/28/2010 - 12/20/2012
LOUIS CAPITAL MARKETS, LP (PARIS )
BC
Issued 02/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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