Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Norton is a financial advisor with over 15 years of experience in the industry. Brian has a strong background in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Brian is a registered representative of Morgan Stanley, a leading global financial services firm. Brian holds numerous professional licenses and designations, including the Series 7, 6, 3, 9, 10, 66 and SIE exams. Brian is a dedicated professional who is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
08/31/2020 - Present
Morgan Stanley (Morristown NJ)
NJ
03/18/2016 - 08/04/2020
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
06/29/2012 - 03/08/2016
WELLS FARGO ADVISORS, LLC (FLORHAM PARK NJ)
AZ
09/25/2009 - 09/30/2011
ECHOTRADE LLC (PHOENIX AZ)
NJ
12/05/2007 - 06/30/2009
METLIFE SECURITIES INC. (SHORT HILLS NJ)
BOTH
Issued 10/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/23/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2016
Series 3 - National Commodity Futures Examination
BC
Issued 09/24/2009
Series 7 - General Securities Representative Examination
BC
Issued 12/03/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Norton is the right advisor for you? Invested Better is here to help.
