Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Allen has over 8 years of experience in the financial services industry. Brian Allen is currently registered with Empower Advisory Group, LLC. Previously, Brian Allen was also registered with SECURITIES AMERICA, INC., LPL FINANCIAL LLC, INFINEX INVESTMENTS, INC., THE HUNTINGTON INVESTMENT COMPANY, and STATE FARM VP MANAGEMENT CORP. Brian Allen holds several industry licenses including Series 7, Series 6, Series 63 and Series 66. Brian Allen also holds the SIE exam. Brian Allen is a financial advisor with Empower Advisory Group, LLC which offers financial planning, educational seminars, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
12/18/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CA
07/07/2020 - 11/15/2021
SECURITIES AMERICA, INC. (Vacaville CA)
MI
02/23/2018 - 07/22/2020
LPL FINANCIAL LLC (GRAND RAPIDS MI)
MI
11/17/2016 - 02/06/2018
INFINEX INVESTMENTS, INC. (ZEELAND MI)
MI
12/18/2015 - 11/07/2016
THE HUNTINGTON INVESTMENT COMPANY (GRAND HAVEN MI)
IL
07/07/2015 - 09/11/2015
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
CO
02/25/2015 - 04/18/2015
GWFS EQUITIES, INC. (ENGLEWOOD CO)
BOTH
Issued 04/06/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/01/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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