Unclaimed
Brian Mulligan is a financial professional registered with the state of Illinois and FINRA. Brian is currently associated with Houlihan Lokey Capital, Inc. and holds the Series 63, Series 79TO and SIE licenses. Brian has been in the industry since August 6, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
08/07/2023 - Present
Houlihan Lokey Capital, Inc. (CHICAGO IL)
BC
Issued 08/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/05/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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