Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Neil Thomas is a registered representative with Prudential Investment Management Services LLC. Brian has been in the securities industry since June 16, 2015. Brian holds the Series 7, Series 63 and SIE licenses. Brian is licensed in 51 states. Brian is currently located in Dallas, TX at the Prudential Investment Management Services LLC branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
06/17/2015 - Present
Prudential Investment Management Services LLC (Dallas TX)
BC
Issued 11/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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