Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Kennedy is a financial professional with over a decade of experience in the industry. Brian has a strong background in trading and securities, having held positions at several prominent firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, KCG Americas LLC, Knight Direct LLC, Knight Equity Markets, L.P., and TAG Securities Corp. Currently, Brian is an active broker at Dash Financial Technologies LLC, where he leverages his extensive market knowledge to provide clients with tailored financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
11/05/2018 - Present
Dash Financial Technologies LLC (Jersey City NJ)
NY
08/10/2016 - 10/15/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/03/2011 - 05/26/2015
KCG AMERICAS LLC (JERSEY CITY NJ)
NJ
10/28/2009 - 01/03/2011
KNIGHT DIRECT LLC (JERSEY CITY NJ)
NJ
04/14/2009 - 06/29/2010
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
NY
05/24/2005 - 07/11/2005
TAG SECURITIES CORP. (NEW YORK NY)
NY
07/19/2004 - 08/31/2004
TAG SECURITIES CORP. (NEW YORK NY)
BC
Issued 05/07/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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