Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Slabaugh is an investment advisor representative with Park Avenue Securities LLC. Brian has been in the industry since 1993 and is registered with the state of Indiana as both a broker-dealer and an investment advisor. Brian has a wide range of experience in the financial services industry. Brian offers investment advice and financial planning services to individuals and families. Brian is also registered to sell insurance products and is a licensed real estate agent. Brian is committed to helping his clients achieve their financial goals. Brian's previous experience includes positions with SII INVESTMENTS, INC., WASHINGTON SQUARE SECURITIES, INC., RELIASTAR FINANCIAL MARKETING CORP., and NYLIFE SECURITIES INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
06/12/2006 - Present
Park Avenue Securities LLC (SYRACUSE IN)
IN
08/21/1998 - 05/23/2006
SII INVESTMENTS, INC. (SYRACUSE IN)
CT
08/01/1995 - 08/19/1998
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
WA
10/05/1993 - 08/01/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
NY
03/02/1993 - 10/04/1993
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 08/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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