Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Murphey is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 20 years of experience in the financial services industry. Brian is registered to provide investment advice and brokerage services in 53 states. Brian is also a registered principal with Merrill Lynch, Pierce, Fenner & Smith Inc. Brian has a wide range of experience, working with individual investors, corporations, and institutions. Brian is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/15/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
12/22/2023 - 06/01/2024
J.P. MORGAN SECURITIES LLC (Chicago IL)
IL
01/18/2019 - 10/25/2022
MORGAN STANLEY (Orland Park IL)
IL
06/01/2016 - 01/24/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
IL
06/29/2015 - 05/02/2016
PNC INVESTMENTS (NAPERVILLE IL)
IL
04/09/2014 - 06/08/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAK BROOK IL)
IL
12/19/2006 - 03/24/2014
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
NC
07/01/2005 - 11/09/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NJ
12/19/2001 - 04/15/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 02/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/06/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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