Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mullings Carter is a financial professional associated with LPL Financial LLC, an SEC registered investment advisor and broker-dealer. Brian has been in the securities industry since 2018 and is currently registered with FINRA. Brian offers a variety of investment advisory services, including financial planning, portfolio management, and educational seminars. Brian has successfully passed the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7), and has a strong background in serving clients of various types, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/08/2018 - Present
LPL Financial LLC (NEW ROCHELLE NY)
BC
Issued 10/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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