Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mullan is a financial professional with over 14 years of experience in the industry. Brian is currently a registered representative with Piper Sandler & Co. and specializes in investment advisory services. Brian has experience with a variety of firms, including Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Janney Montgomery Scott LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Brian is licensed in New York and has passed several industry exams, including the Series 7, Series 3, Series 63, Series 65, Series 86, and Series 87.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
04/18/2023 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
03/18/2019 - 04/18/2023
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/23/2013 - 06/04/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
02/19/2010 - 04/02/2013
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
06/01/2009 - 03/10/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
06/16/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 04/02/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/01/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/29/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/04/2015
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2005
Series 3 - National Commodity Futures Examination
BC
Issued 06/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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