Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mui is a financial advisor with over 17 years of experience in the financial services industry. Brian is currently registered with J.P. Morgan Securities LLC and holds both Series 66 and Series 7 licenses. Brian has been with J.P. Morgan Securities LLC since 2012. Before that Brian Mui was registered with CHASE INVESTMENT SERVICES CORP., MORGAN STANLEY & CO. INCORPORATED, NATIONAL PLANNING CORPORATION, and WELLS FARGO INVESTMENTS, LLC. Brian is a registered investment advisor in California and Texas. Brian's areas of expertise include financial planning, portfolio management for individuals and businesses, and selection of other advisors. Brian has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
03/27/2014 - Present
J.p. Morgan Securities LLC (SAN RAMON CA)
CA
09/24/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DANVILLE CA)
CA
08/29/2008 - 03/02/2009
MORGAN STANLEY & CO. INCORPORATED (CUPERTINO CA)
CA
06/27/2006 - 08/15/2008
NATIONAL PLANNING CORPORATION (SANTA CRUZ CA)
CA
11/16/2004 - 06/09/2006
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 03/04/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 11/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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